SFC Licences of KWAN Chi Shing, Stephen 關志誠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Funderstone Asset Management (HK) Limited | RO | 9 | 18 May 2007 | 31 December 2007 |
| Funderstone Asset Management (HK) Limited | RO | 5 | 18 May 2007 | 31 December 2007 |
| Funderstone Asset Management (HK) Limited | RO | 4 | 18 May 2007 | 31 December 2007 |
| Funderstone Securities Limited | RE | 6 | 01 April 2003 | 31 December 2007 |
| Funderstone Securities Limited | RE | 9 | 01 April 2003 | 31 December 2007 |
| Funderstone Securities Limited | RE | 1 | 01 April 2003 | 31 December 2007 |
| Funderstone Futures Limited | RE | 2 | 01 April 2003 | 31 December 2007 |
| Funderstone Futures Limited | RE | 9 | 01 April 2003 | 31 December 2007 |
| Funderstone Securities Limited | RE | 4 | 01 April 2003 | 20 January 2005 |
| Funderstone Futures Limited | RE | 5 | 01 April 2003 | 20 January 2005 |