SFC Licences of LAU Siu Tao, Marconi 劉少濤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Seazen Resources Futures Limited 新城晉峰期貨有限公司 | RE | 2 | 20 April 2017 | 21 September 2020 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 25 June 2015 | 07 April 2017 |
| Seazen Resources Futures Limited 新城晉峰期貨有限公司 | RE | 2 | 02 May 2014 | 04 May 2015 |
| Stockwell Commodities Limited 常匯商品期貨有限公司 | RE | 2 | 03 January 2012 | 27 December 2013 |
| New Trend Futures Limited 創新期貨有限公司 | RE | 2 | 03 July 2008 | 22 December 2011 |
| Topmore Commodities Limited 德盛期貨有限公司 | RE | 2 | 31 March 2008 | 30 June 2008 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 | RE | 2 | 01 April 2003 | 14 July 2005 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 | RE | 9 | 01 April 2003 | 05 May 2004 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 | RE | 5 | 01 April 2003 | 05 May 2004 |