SFC Licences of SZETO Wai Chun, Frances 司徒惠珍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Alphamax Asset Management (HK) Limited 利升資產管理(香港)有限公司 | RO | 9 | 30 December 2016 | |
| Alphamax Asset Management (HK) Limited 利升資產管理(香港)有限公司 | RE | 9 | 07 December 2016 | 30 December 2016 |
| Sinomax Securities Limited 佳富達證券有限公司 | RO | 9 | 19 August 2016 | 05 September 2016 |
| CLC Asset Management Limited 創僑資產管理有限公司 | RO | 9 | 11 February 2016 | 06 May 2016 |
| DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 | RO | 9 | 01 April 2003 | 01 June 2012 |