SFC Licences of SO Leung Yee, Sabrina 蘇亮怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
LGT Investment Management (Asia) Limited | RE | 1 | 20 March 2017 | 19 October 2019 |
CAIIS Limited | RO | 4 | 16 July 2009 | 18 April 2012 |
CAIIS Limited | RO | 1 | 16 July 2009 | 18 April 2012 |
CAIIS Limited | RE | 4 | 12 May 2009 | 16 July 2009 |
CAIIS Limited | RE | 1 | 12 May 2009 | 16 July 2009 |