SFC Licences of LAU Hon Wai 劉漢威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Solomon Capital Management Limited 瑞明資本有限公司 |
RO | 1, 4, 9 | 19 July 2021 | 10 January 2022 |
| Solomon Capital Management Limited 瑞明資本有限公司 |
RE | 1, 4, 9 | 17 May 2021 | 19 July 2021 |
| Maxcess Capital Limited 至成資本有限公司 |
RO | 4, 9 | 28 May 2020 | 28 February 2021 |
| BOA MS Capital Limited 亞銀至成資本有限公司 |
RO | 1 | 28 May 2020 | 28 February 2021 |
| BOA MS Capital Limited 亞銀至成資本有限公司 |
RE | 1 | 02 April 2020 | 28 May 2020 |
| Full Win Securities Limited 富盛證券有限公司 |
RO | 1 | 06 December 2019 | 19 January 2020 |
| First Fidelity Capital (International) Limited |
RO | 1, 4 | 03 January 2017 | 17 March 2019 |
| First Fidelity Capital (International) Limited |
RE | 1, 4 | 09 September 2016 | 03 January 2017 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
RE | 1, 2 | 17 December 2010 | 31 May 2013 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RE | 1, 2 | 24 August 2005 | 15 December 2010 |
| Ewarton Securities Limited 穎翔證券有限公司 |
RE | 1 | 16 September 2003 | 22 August 2005 |
| Sun Growth Securities Limited 志昇証券有限公司 |
RE | 1, 4, 6, 9 | 01 April 2003 | 29 August 2003 |