SFC Licences of LAU Hon Wai 劉漢威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Initial Capital Securities Limited 鑫元證券有限公司	RO	9	15 July 2022
Initial Capital Securities Limited 鑫元證券有限公司	RO	4	15 July 2022
Initial Capital Securities Limited 鑫元證券有限公司	RO	1	15 July 2022
Solomon Capital Management Limited 瑞明資本有限公司	RO	9	19 July 2021	10 January 2022
Solomon Capital Management Limited 瑞明資本有限公司	RO	4	19 July 2021	10 January 2022
Solomon Capital Management Limited 瑞明資本有限公司	RO	1	19 July 2021	10 January 2022
Solomon Capital Management Limited 瑞明資本有限公司	RE	9	17 May 2021	19 July 2021
Solomon Capital Management Limited 瑞明資本有限公司	RE	4	17 May 2021	19 July 2021
Solomon Capital Management Limited 瑞明資本有限公司	RE	1	17 May 2021	19 July 2021
Golden K2 Securities Limited	RO	1	28 May 2020	28 February 2021
Maxcess Capital Limited 至成資本有限公司	RO	9	28 May 2020	28 February 2021
Maxcess Capital Limited 至成資本有限公司	RO	4	28 May 2020	28 February 2021
Golden K2 Securities Limited	RE	1	02 April 2020	28 May 2020
Full Win Securities Limited 富盛證券有限公司	RO	1	06 December 2019	19 January 2020
First Fidelity Capital (International) Limited	RO	4	03 January 2017	17 March 2019
First Fidelity Capital (International) Limited	RO	1	03 January 2017	17 March 2019
First Fidelity Capital (International) Limited	RE	4	09 September 2016	03 January 2017
First Fidelity Capital (International) Limited	RE	1	09 September 2016	03 January 2017
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RE	2	17 December 2010	31 May 2013
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RE	1	17 December 2010	31 May 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	2	24 August 2005	15 December 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	1	24 August 2005	15 December 2010
Ewarton Securities Limited 穎翔證券有限公司	RE	1	16 September 2003	22 August 2005
Sun Growth Securities Limited 志昇証券有限公司	RE	4	01 April 2003	29 August 2003
Sun Growth Securities Limited 志昇証券有限公司	RE	1	01 April 2003	29 August 2003
Sun Growth Securities Limited 志昇証券有限公司	RE	6	01 April 2003	29 August 2003
Sun Growth Securities Limited 志昇証券有限公司	RE	9	01 April 2003	29 August 2003