SFC Licences of LAU Hon Wai 劉漢威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Solomon Capital Management Limited 瑞明資本有限公司
RO 1, 4, 9 19 July 2021 10 January 2022
Solomon Capital Management Limited 瑞明資本有限公司
RE 1, 4, 9 17 May 2021 19 July 2021
Maxcess Capital Limited 至成資本有限公司
RO 4, 9 28 May 2020 28 February 2021
BOA MS Capital Limited 亞銀至成資本有限公司
RO 1 28 May 2020 28 February 2021
BOA MS Capital Limited 亞銀至成資本有限公司
RE 1 02 April 2020 28 May 2020
Full Win Securities Limited 富盛證券有限公司
RO 1 06 December 2019 19 January 2020
First Fidelity Capital (International) Limited
RO 1, 4 03 January 2017 17 March 2019
First Fidelity Capital (International) Limited
RE 1, 4 09 September 2016 03 January 2017
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司
RE 1, 2 17 December 2010 31 May 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司
RE 1, 2 24 August 2005 15 December 2010
Ewarton Securities Limited 穎翔證券有限公司
RE 1 16 September 2003 22 August 2005
Sun Growth Securities Limited 志昇証券有限公司
RE 1, 4, 6, 9 01 April 2003 29 August 2003