SFC Licences of LIU Yan Chee, James 劉恩賜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司	RE	2	22 September 2010	31 October 2015
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	1	22 September 2010	31 October 2015
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	27 October 2004	13 September 2010
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	27 October 2004	13 September 2010
Enlighten Futures Limited 名匯期貨有限公司	RE	2	19 May 2004	19 October 2004
Enlighten Securities Limited 名匯證券有限公司	RE	1	19 May 2004	19 October 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	01 April 2003	09 March 2004
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	01 April 2003	09 March 2004
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	9	01 April 2003	19 January 2004
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	5	01 April 2003	19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	9	01 April 2003	19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	01 April 2003	19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	6	01 April 2003	19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	7	01 April 2003	07 July 2003