SFC Licences of LAI Siu Yan 賴少忍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Investment Funds (Hong Kong) Limited	RO	1	27 March 2012
HSBC Global Asset Management (Hong Kong) Limited	RO	2	27 March 2012
HSBC Global Asset Management (Hong Kong) Limited	RO	1	27 March 2012
HSBC Global Asset Management (Hong Kong) Limited	RE	2	27 September 2010	27 March 2012
HSBC Global Asset Management (Hong Kong) Limited	RE	1	30 May 2008	27 March 2012
Halbis Capital Management (Hong Kong) Limited	RE	2	29 April 2008	31 December 2011
Halbis Capital Management (Hong Kong) Limited	RE	9	15 July 2005	31 December 2011
Halbis Capital Management (Hong Kong) Limited	RE	4	15 July 2005	31 December 2011
Halbis Capital Management (Hong Kong) Limited	RE	1	15 July 2005	31 December 2011
HSBC Investment Funds (Hong Kong) Limited	RE	1	06 April 2004	27 March 2012
Halbis Capital Management (Hong Kong) Limited	RE	1	01 April 2003	30 August 2004
Halbis Capital Management (Hong Kong) Limited	RE	4	01 April 2003	16 February 2004
Halbis Capital Management (Hong Kong) Limited	RE	6	01 April 2003	16 February 2004
Halbis Capital Management (Hong Kong) Limited	RE	9	01 April 2003	16 February 2004
HSBC Global Asset Management (Hong Kong) Limited	RE	6	01 April 2003	16 February 2004
HSBC Global Asset Management (Hong Kong) Limited	RE	4	01 April 2003
HSBC Global Asset Management (Hong Kong) Limited	RE	9	01 April 2003