SFC Licences of HALEK David Neil
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Seekers Advisors H.K. Limited | RO | 9 | 22 October 2013 | |
| Seekers Advisors H.K. Limited | RE | 9 | 19 September 2013 | 22 October 2013 |
| UBS Asset Management (Hong Kong) Limited | RO | 2 | 12 September 2012 | 03 June 2013 |
| UBS Asset Management (Hong Kong) Limited | RO | 1 | 12 September 2012 | 03 June 2013 |
| UBS Asset Management (Hong Kong) Limited | RO | 9 | 29 August 2003 | 03 June 2013 |
| UBS Asset Management (Hong Kong) Limited | RO | 4 | 29 August 2003 | 03 June 2013 |
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 01 April 2003 | 29 August 2003 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 01 April 2003 | 29 August 2003 |