SFC Licences of WONG Chung Tak 王聰德

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Thing On Securities Limited 晉安證券有限公司 RE 1 15 May 2006
Thing On Securities Limited 晉安證券有限公司 RO 1 11 November 2005 15 May 2006
Thing On Securities Limited 晉安證券有限公司 RE 1 01 April 2003 11 November 2005
Thing On Securities Limited 晉安證券有限公司 RE 6 01 April 2003 29 November 2004
Thing On Securities Limited 晉安證券有限公司 RE 9 01 April 2003 29 November 2004
Thing On Securities Limited 晉安證券有限公司 RE 4 01 April 2003 29 November 2004