SFC Licences of OR Kwan Ying 柯鈞瀛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor Futures Limited 英皇期貨有限公司 RE 2 01 December 2008
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 07 September 2004 14 November 2008
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 01 April 2003 24 August 2004
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 5 01 April 2003 26 February 2004
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 9 01 April 2003 26 February 2004