SFC Licences of LEE Chak Ming 李澤銘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Grand Capital Securities Limited 大唐資本證券有限公司	RE	1	09 July 2021	24 April 2024
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	18 September 2019	31 March 2021
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	18 September 2019	31 March 2021
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RE	2	29 May 2007	04 April 2019
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RE	1	29 May 2007	04 April 2019
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	17 October 2005	20 May 2007
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	17 October 2005	20 May 2007
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RE	1	17 October 2005	20 May 2007
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司	RE	2	12 March 2004	09 October 2005
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	12 March 2004	09 October 2005
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	02 January 2004	26 February 2004
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	22 September 2003	26 February 2004
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RE	1	22 September 2003	26 February 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	9	01 April 2003	15 September 2003
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	6	01 April 2003	15 September 2003
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	1	01 April 2003	15 September 2003
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	4	01 April 2003	15 September 2003