SFC Licences of LINE Kwai Chun 楊貴珍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
On Excel Asset Management Limited 滙凱資產管理有限公司 | RO | 9 | 05 December 2019 | 06 May 2022 |
On Excel Asset Management Limited 滙凱資產管理有限公司 | RO | 5 | 05 December 2019 | 06 May 2022 |
On Excel Asset Management Limited 滙凱資產管理有限公司 | RO | 4 | 05 December 2019 | 06 May 2022 |
Yew Tree Limited 紫杉樹有限公司 | RO | 2 | 03 September 2019 | 06 May 2022 |
Yew Tree Limited 紫杉樹有限公司 | RO | 1 | 11 June 2019 | 06 May 2022 |
Yew Tree Limited 紫杉樹有限公司 | RE | 1 | 28 March 2019 | 11 June 2019 |
Berich Brokerage Limited 百裕證券有限公司 | RE | 1 | 28 February 2019 | 25 March 2019 |
Planetree Asset Management Limited 梧桐資產管理有限公司 | RO | 9 | 05 November 2018 | 27 February 2019 |
Planetree Asset Management Limited 梧桐資產管理有限公司 | RE | 9 | 20 December 2012 | 05 November 2018 |
Planetree Securities Limited 梧桐證券有限公司 | RO | 1 | 01 April 2003 | 27 February 2019 |
Planetree Futures Limited 梧桐期貨有限公司 | RO | 2 | 01 April 2003 | 27 February 2019 |
Planetree Futures Limited 梧桐期貨有限公司 | RO | 5 | 01 April 2003 | 20 September 2004 |
Planetree Futures Limited 梧桐期貨有限公司 | RO | 9 | 01 April 2003 | 20 September 2004 |
Planetree Securities Limited 梧桐證券有限公司 | RO | 9 | 01 April 2003 | 20 September 2004 |
Planetree Securities Limited 梧桐證券有限公司 | RO | 6 | 01 April 2003 | 20 September 2004 |
Planetree Securities Limited 梧桐證券有限公司 | RO | 4 | 01 April 2003 | 20 September 2004 |