SFC Licences of POON Kwok Hoi 潘國海
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yew Tree Limited 紫杉樹有限公司 | RE | 2 | 02 October 2019 | 10 January 2022 |
Yew Tree Limited 紫杉樹有限公司 | RO | 1 | 29 July 2019 | 10 January 2022 |
Yew Tree Limited 紫杉樹有限公司 | RE | 1 | 26 April 2019 | 29 July 2019 |
FTFT International Securities and Futures Limited 富冊國際證券期貨有限公司 | RE | 1 | 03 April 2019 | 17 April 2019 |
Planetree Asset Management Limited 梧桐資產管理有限公司 | RE | 9 | 12 December 2018 | 26 March 2019 |
Planetree Futures Limited 梧桐期貨有限公司 | RE | 2 | 01 April 2003 | 26 March 2019 |
Planetree Securities Limited 梧桐證券有限公司 | RE | 1 | 01 April 2003 | 26 March 2019 |
Planetree Securities Limited 梧桐證券有限公司 | RE | 4 | 01 April 2003 | 17 February 2004 |
Planetree Securities Limited 梧桐證券有限公司 | RE | 6 | 01 April 2003 | 17 February 2004 |
Planetree Securities Limited 梧桐證券有限公司 | RE | 9 | 01 April 2003 | 17 February 2004 |
Planetree Futures Limited 梧桐期貨有限公司 | RE | 5 | 01 April 2003 | 17 February 2004 |
Planetree Futures Limited 梧桐期貨有限公司 | RE | 9 | 01 April 2003 | 17 February 2004 |