SFC Licences of CHAN Sau Ling, Priscilla 陳秀玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
United Simsen Forex Dealers Limited 天行聯合滙業有限公司 | RO | 3 | 01 November 2004 | 14 October 2006 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 01 April 2003 | 14 October 2006 |
United Simsen Forex Dealers Limited 天行聯合滙業有限公司 | RE | 3 | 01 April 2003 | 01 November 2004 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 7 | 01 April 2003 | 10 January 2004 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 6 | 01 April 2003 | 10 January 2004 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 4 | 01 April 2003 | 10 January 2004 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 9 | 01 April 2003 | 10 January 2004 |