SFC Licences of LI Xinzhong 李新中
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RO | 6 | 15 March 2005 | 01 March 2008 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RO | 4 | 15 March 2005 | 01 March 2008 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 6 | 29 June 2004 | 15 March 2005 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 4 | 29 June 2004 | 15 March 2005 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 | RO | 6 | 10 November 2003 | 15 June 2004 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 | RO | 4 | 10 November 2003 | 15 June 2004 |