SFC Licences of BLIGHT Warren Nicholas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Aletheia Technologies Limited | RE | 4 | 07 February 2014 | 28 March 2014 |
| Keefe, Bruyette & Woods Asia Limited | RO | 4 | 03 March 2010 | 25 June 2012 |
| Fox-Pitt, Kelton (Asia) Limited | RO | 4 | 07 November 2006 | 16 October 2009 |
| Fox-Pitt, Kelton (Asia) Limited | RO | 1 | 07 November 2006 | 16 October 2009 |
| Fox-Pitt, Kelton (Asia) Limited | RE | 4 | 11 May 2006 | 07 November 2006 |
| Fox-Pitt, Kelton (Asia) Limited | RE | 1 | 11 May 2006 | 07 November 2006 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 18 April 2005 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 24 September 2004 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 24 September 2004 |