SFC Licences of HA Kwong Yiu 夏廣耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Open Securities Limited 開盤證券有限公司 | RE | 1 | 01 April 2003 | 31 January 2009 |
| Open Securities Limited 開盤證券有限公司 | RE | 4 | 01 April 2003 | 10 June 2005 |
| Open Securities Limited 開盤證券有限公司 | RE | 6 | 01 April 2003 | 10 June 2005 |
| Open Securities Limited 開盤證券有限公司 | RE | 9 | 01 April 2003 | 10 June 2005 |