SFC Licences of CHAN Ho Ming 陳可明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Harris Fraser (International) Limited 晉裕環球資產管理有限公司	RE	9	04 June 2010	03 June 2013
Harris Fraser (International) Limited 晉裕環球資產管理有限公司	RE	1	04 June 2010	03 June 2013
Harris Fraser (International) Limited 晉裕環球資產管理有限公司	RE	7	04 June 2010	30 August 2011
Huarong International Securities Limited 華融國際證券有限公司	RE	2	07 April 2010	28 May 2010
Huarong International Securities Limited 華融國際證券有限公司	RE	1	07 April 2010	28 May 2010
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	2	23 February 2009	04 September 2009
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	23 February 2009	04 September 2009
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	02 May 2007	26 October 2008
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	02 April 2004	26 October 2008
Karl-Thomson Securities Company Limited 高信證券有限公司	RE	7	01 April 2003	06 February 2004
Karl-Thomson Securities Company Limited 高信證券有限公司	RE	6	01 April 2003	06 February 2004
Karl-Thomson Securities Company Limited 高信證券有限公司	RE	4	01 April 2003	06 February 2004
Karl-Thomson Securities Company Limited 高信證券有限公司	RE	1	01 April 2003	06 February 2004
Karl-Thomson Securities Company Limited 高信證券有限公司	RE	9	01 April 2003	06 February 2004