SFC Licences of HUI Siu Wing 許小榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Allianz Global Investors Hong Kong Limited | RO | 4 | 20 June 2011 | 30 April 2015 |
| Allianz Global Investors Hong Kong Limited | RO | 1 | 20 June 2011 | 30 April 2015 |
| Allianz Global Investors Hong Kong Limited | RE | 9 | 17 December 2010 | 30 June 2011 |
| Allianz Global Investors Hong Kong Limited | RE | 4 | 17 December 2010 | 20 June 2011 |
| Allianz Global Investors Hong Kong Limited | RE | 1 | 17 December 2010 | 20 June 2011 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RO | 1 | 01 April 2003 | 31 October 2005 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RO | 4 | 01 April 2003 | 31 October 2005 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RO | 5 | 01 April 2003 | 31 October 2005 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RO | 6 | 01 April 2003 | 04 May 2004 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RO | 7 | 01 April 2003 | 04 May 2004 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RO | 9 | 01 April 2003 | 04 May 2004 |