SFC Licences of LEE Shek Wing, Paul 李錫榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Union Bancaire Privee, UBP SA 9 07 July 2016
Union Bancaire Privee, UBP SA 4 08 April 2016
Union Bancaire Privee, UBP SA 1 08 April 2016
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 RE 9 08 October 2009 31 March 2012
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 RE 4 08 October 2009 31 March 2012
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 RE 5 08 October 2009 01 February 2011