SFC Licences of LEE Shek Wing, Paul 李錫榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Union Bancaire Privee, UBP SA | 9 | 07 July 2016 | ||
Union Bancaire Privee, UBP SA | 4 | 08 April 2016 | ||
Union Bancaire Privee, UBP SA | 1 | 08 April 2016 | ||
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 9 | 08 October 2009 | 31 March 2012 |
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 4 | 08 October 2009 | 31 March 2012 |
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 5 | 08 October 2009 | 01 February 2011 |