SFC Licences of CHAN Pik Yin, Ivan 陳碧賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lumineux Securities Limited 世傳證券有限公司 | RO | 1 | 27 February 2020 | 23 June 2020 |
| Supreme China Securities Limited 智華證券有限公司 | RO | 1 | 23 September 2015 | 13 April 2016 |
| Oriental Wealth Futures Limited 東方滙富期貨有限公司 | RO | 2 | 14 May 2014 | 17 December 2014 |
| Oriental Wealth Securities Limited 東方滙富證券有限公司 | RO | 1 | 14 May 2014 | 17 December 2014 |
| Oriental Wealth Futures Limited 東方滙富期貨有限公司 | RE | 2 | 14 May 2014 | 14 May 2014 |
| Oriental Wealth Securities Limited 東方滙富證券有限公司 | RE | 1 | 14 May 2014 | 14 May 2014 |
| Oriental Wealth Futures Limited 東方滙富期貨有限公司 | RO | 2 | 29 November 2012 | 01 September 2013 |
| Oriental Wealth Securities Limited 東方滙富證券有限公司 | RO | 1 | 29 November 2012 | 01 September 2013 |
| Oriental Wealth Securities Limited 東方滙富證券有限公司 | RE | 1 | 14 September 2009 | 29 November 2012 |
| Oriental Wealth Futures Limited 東方滙富期貨有限公司 | RE | 2 | 09 July 2009 | 29 November 2012 |