SFC Licences of LAW Yung Wing 羅容榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Prime Securities Limited 發利證券有限公司 RE 1 08 July 2015
Grand Cartel Securities Company Limited 宏大證券有限公司 RE 1 01 April 2003 07 July 2015
Grand Cartel Securities Company Limited 宏大證券有限公司 RE 4 01 April 2003 02 February 2004
Grand Cartel Securities Company Limited 宏大證券有限公司 RE 6 01 April 2003 02 February 2004
Grand Cartel Securities Company Limited 宏大證券有限公司 RE 9 01 April 2003 02 February 2004