SFC Licences of NG Wai Chun 吳偉俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BTIG Hong Kong Limited | RE | 1 | 30 April 2008 | 17 April 2023 |
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 4 | 01 April 2004 | 15 January 2008 |
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 1 | 01 April 2004 | 15 January 2008 |
ETRADE Securities Limited 億創證券有限公司 | RE | 4 | 01 April 2004 | 31 October 2007 |
ETRADE Securities Limited 億創證券有限公司 | RE | 1 | 01 April 2004 | 31 October 2007 |
Platinum Broking Company Limited 百德能經紀有限公司 | RE | 6 | 01 April 2003 | 10 March 2004 |
Platinum Broking Company Limited 百德能經紀有限公司 | RE | 9 | 01 April 2003 | 10 March 2004 |
Platinum Broking Company Limited 百德能經紀有限公司 | RE | 1 | 01 April 2003 | 10 March 2004 |
Platinum Broking Company Limited 百德能經紀有限公司 | RE | 4 | 01 April 2003 | 10 March 2004 |