SFC Licences of HORROCKS Robert James 豪樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 | RE | 1 | 18 March 2019 | |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 | RO | 1 | 27 June 2011 | 18 March 2019 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RO | 4 | 30 January 2007 | 13 May 2008 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RE | 9 | 30 August 2006 | 13 May 2008 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RE | 4 | 30 August 2006 | 30 January 2007 |