SFC Licences of BOICE III James Hillyer
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | 9 | 30 August 2013 | 23 March 2016 |
| Wells Fargo Securities Asia Limited | RO | 6 | 30 August 2013 | 23 March 2016 |
| Wells Fargo Securities Asia Limited | RE | 9 | 26 May 2011 | 09 August 2011 |
| Wells Fargo Securities Asia Limited | RE | 6 | 26 May 2011 | 09 August 2011 |
| Wells Fargo Securities Asia Limited | RE | 4 | 26 May 2011 | 09 August 2011 |
| Wells Fargo Securities Asia Limited | RE | 1 | 26 May 2011 | 09 August 2011 |
| Wells Fargo Securities Asia Limited | RO | 9 | 08 January 2009 | 26 May 2011 |
| Wells Fargo Securities Asia Limited | RO | 6 | 25 April 2008 | 26 May 2011 |
| Wells Fargo Securities Asia Limited | RO | 4 | 25 April 2008 | 26 May 2011 |
| Wells Fargo Securities Asia Limited | RO | 1 | 25 April 2008 | 26 May 2011 |