SFC Licences of KWANG Mang Tak 鄺孟德

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Neuberger Berman Asia Limited RO 9 24 September 2014
Neuberger Berman Asia Limited RO 1 24 September 2014
Neuberger Berman Asia Limited RE 9 10 July 2014 24 September 2014
Neuberger Berman Asia Limited RE 1 10 July 2014 24 September 2014
Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 RO 9 22 March 2010 17 April 2014
Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 RO 1 22 March 2010 17 April 2014
Standard Life Investments (Asia) Limited RO 9 22 March 2010 28 February 2011
Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 RE 9 27 November 2007 22 March 2010
Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 RE 1 27 November 2007 22 March 2010
Standard Life Investments (Asia) Limited RE 9 27 November 2007 22 March 2010
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 4 01 April 2003 14 March 2006
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 9 01 April 2003 24 September 2004
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 6 01 April 2003 24 September 2004