SFC Licences of CHING Wing Fat 程永發
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 31 March 2024 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 05 April 2017 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 29 May 2007 | 31 March 2024 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 29 May 2007 | 02 October 2017 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 29 May 2007 | 02 October 2017 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 1 | 07 September 2004 | 18 May 2007 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 | RE | 2 | 01 April 2003 | 18 May 2007 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 | RE | 5 | 01 April 2003 | 05 May 2004 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 | RE | 9 | 01 April 2003 | 05 May 2004 |