SFC Licences of FUNG Choi Ming, Adrian 馮載明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RO | 4 | 02 November 2010 | 01 June 2011 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 4 | 19 March 2010 | 02 November 2010 |
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 | RE | 1 | 19 July 2007 | 11 March 2010 |
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 | RE | 6 | 14 May 2004 | 11 March 2010 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 6 | 14 May 2004 | 01 November 2006 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 11 December 2003 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 11 December 2003 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 11 December 2003 |