SFC Licences of FUNG Choi Ming, Adrian 馮載明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RO 4 02 November 2010 01 June 2011
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 4 19 March 2010 02 November 2010
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 RE 1 19 July 2007 11 March 2010
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 RE 6 14 May 2004 11 March 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 6 14 May 2004 01 November 2006
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 4 01 April 2003 11 December 2003
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 9 01 April 2003 11 December 2003
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 6 01 April 2003 11 December 2003