SFC Licences of HUNG Wai Wah, Richard 熊蔚華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HFR Asset Management (Hong Kong) Limited 恒富資產管理(香港)有限公司 | RO | 1 | 15 June 2006 | 23 November 2006 |
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 10 August 2004 | 03 May 2005 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 01 April 2003 | 03 May 2005 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 01 April 2003 | 03 May 2005 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 5 | 01 April 2003 | 03 May 2005 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 6 | 01 April 2003 | 06 May 2004 |