SFC Licences of LEE Yee Sum 李苡芯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Corporate Brokers Limited 協聯證券有限公司 | RE | 1 | 12 March 2013 | 28 August 2018 |
| One China Securities Limited 一中證券有限公司 | RE | 1 | 13 August 2008 | 04 March 2013 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 1 | 01 April 2003 | 08 August 2008 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 6 | 01 April 2003 | 19 February 2004 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 4 | 01 April 2003 | 19 February 2004 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 7 | 01 April 2003 | 19 February 2004 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 9 | 01 April 2003 | 19 February 2004 |