SFC Licences of SHUM Kwok Fai 岑國輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tung Yat Securities Limited 同一證券有限公司 | RO | 1 | 01 March 2021 | 13 December 2021 |
| Business Securities Limited 東信證券有限公司 | RO | 1 | 25 July 2018 | 27 August 2018 |
| Business Securities Limited 東信證券有限公司 | RE | 1 | 17 April 2018 | 25 July 2018 |
| Golden Rich Securities Limited 金裕富證券有限公司 | RO | 1 | 06 April 2016 | 20 October 2017 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 | RO | 1 | 23 September 2014 | 31 December 2015 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 | RE | 1 | 31 July 2014 | 23 September 2014 |
| Ruisen Port Securities Limited 瑞森港通證券有限公司 | RE | 2 | 19 May 2014 | 23 May 2014 |
| Ruisen Port Securities Limited 瑞森港通證券有限公司 | RE | 1 | 19 May 2014 | 23 May 2014 |
| Public Securities Limited 大眾証券有限公司 | RO | 1 | 20 August 2013 | 15 November 2013 |
| Arta Global Markets Limited 裕承環球巿場有限公司 | RO | 1 | 26 March 2012 | 31 October 2012 |
| Arta Global Markets Limited 裕承環球巿場有限公司 | RO | 1 | 13 July 2010 | 21 October 2011 |
| Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 1 | 07 June 2010 | 13 July 2010 |
| Beevest Securities Limited 蜂投證券有限公司 | RO | 2 | 07 February 2007 | 01 June 2010 |
| Beevest Securities Limited 蜂投證券有限公司 | RO | 4 | 16 December 2006 | 01 June 2010 |
| Beevest Securities Limited 蜂投證券有限公司 | RE | 2 | 30 June 2005 | 07 February 2007 |
| Beevest Securities Limited 蜂投證券有限公司 | RO | 1 | 02 February 2005 | 01 June 2010 |
| Beevest Securities Limited 蜂投證券有限公司 | RE | 1 | 10 October 2003 | 02 February 2005 |