SFC Licences of LI Kim Ho, Martin 李劍豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Business Securities Limited 東信證券有限公司 | RE | 1 | 15 August 2018 | 15 June 2021 |
GT Capital Limited 高富金融有限公司 | RE | 1 | 27 March 2018 | 31 July 2018 |
M Securities Limited 雙龍證券有限公司 | RE | 1 | 10 April 2006 | 01 February 2015 |
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 | RE | 2 | 04 July 2005 | 01 April 2006 |
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 04 July 2005 | 01 April 2006 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 08 March 2005 | 04 July 2005 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 08 March 2005 | 04 July 2005 |
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 08 March 2005 | 04 July 2005 |
Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 1 | 28 August 2003 | 07 March 2005 |
Shun Loong Futures Limited 順隆期貨有限公司 | RE | 2 | 28 August 2003 | 07 March 2005 |
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 16 July 2003 | 07 August 2003 |
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 16 July 2003 | 07 August 2003 |