SFC Licences of SIGERSON John Lawrence
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Funderstone Asset Management (HK) Limited | RO | 9 | 25 January 2019 | 07 December 2023 |
Lippo Investments Management Limited 力寶投資管理有限公司 | RO | 9 | 06 October 2015 | 11 December 2018 |
Lippo Investments Management Limited 力寶投資管理有限公司 | RO | 4 | 06 October 2015 | 11 December 2018 |
Lippo Investments Management Limited 力寶投資管理有限公司 | RO | 1 | 06 October 2015 | 11 December 2018 |
ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 | RO | 4 | 19 December 2014 | 30 June 2016 |
Funderstone Securities Limited | RO | 9 | 28 March 2014 | 07 December 2023 |
Funderstone Securities Limited | RO | 4 | 28 March 2014 | 07 December 2023 |
Funderstone Securities Limited | RO | 1 | 28 March 2014 | 07 December 2023 |
Funderstone Futures Limited | RO | 9 | 28 March 2014 | 07 December 2023 |
Funderstone Futures Limited | RO | 5 | 28 March 2014 | 07 December 2023 |
Funderstone Futures Limited | RO | 2 | 28 March 2014 | 07 December 2023 |
Funderstone Securities Limited | RE | 1 | 01 April 2003 | 28 March 2014 |
Funderstone Futures Limited | RE | 9 | 01 April 2003 | 28 March 2014 |
Funderstone Securities Limited | RE | 9 | 01 April 2003 | 28 March 2014 |
Funderstone Futures Limited | RE | 2 | 01 April 2003 | 28 March 2014 |
Funderstone Securities Limited | RE | 6 | 01 April 2003 | 24 January 2005 |
Funderstone Securities Limited | RE | 4 | 01 April 2003 | 24 January 2005 |
Funderstone Futures Limited | RE | 5 | 01 April 2003 | 24 January 2005 |