SFC Licences of LAW Kai Yee 羅啟義
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cinda International Futures Limited 信達國際期貨有限公司 | RO | 2 | 01 April 2003 | 27 November 2008 |
| Cinda International Securities Limited 信達國際證券有限公司 | RO | 1 | 01 April 2003 | 27 November 2008 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 | RO | 3 | 01 April 2003 | 27 November 2008 |
| Cinda International Securities Limited 信達國際證券有限公司 | RO | 7 | 01 April 2003 | 29 July 2003 |
| Cinda International Securities Limited 信達國際證券有限公司 | RO | 4 | 01 April 2003 | 29 July 2003 |
| Cinda International Securities Limited 信達國際證券有限公司 | RO | 6 | 01 April 2003 | 29 July 2003 |
| Cinda International Futures Limited 信達國際期貨有限公司 | RO | 9 | 01 April 2003 | 29 July 2003 |
| Cinda International Futures Limited 信達國際期貨有限公司 | RO | 5 | 01 April 2003 | 29 July 2003 |
| Cinda International Securities Limited 信達國際證券有限公司 | RO | 9 | 01 April 2003 | 29 July 2003 |