SFC Licences of TSANG Wai Tak, Victor 曾煒德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 23 July 2015 | 14 February 2017 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 02 June 2015 | 06 July 2015 |
Target Capital Management Limited 泰達資產管理有限公司 | RE | 1 | 08 November 2013 | 03 December 2014 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 1 | 12 February 2010 | 12 October 2010 |
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 7 | 08 September 2004 | 10 November 2006 |
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 1 | 08 September 2004 | 10 November 2006 |