SFC Licences of WONG Siu Ping, Betty 黃小萍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RO 1 03 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RO 1 01 November 2004 02 October 2017
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RO 1 01 November 2004 02 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RO 2 01 November 2004
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 01 August 2003 01 November 2004
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 01 August 2003 01 November 2004