SFC Licences of LI Wing Yee, Monica 李穎懿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 09 February 2021 21 April 2021
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 21 June 2013 31 December 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 21 July 2009 31 December 2020
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 21 July 2009 31 August 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 21 July 2009 31 August 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 28 November 2003 08 August 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 28 November 2003 08 August 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 28 November 2003 08 August 2008