SFC Licences of WONG Sui Lan 王瑞蘭

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 03 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 15 August 2017 02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 15 August 2017 02 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 5 15 August 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 15 August 2017
Get Nice Futures Company Limited 結好期貨有限公司 RE 2 01 April 2003 30 June 2017
Get Nice Futures Company Limited 結好期貨有限公司 RE 5 01 April 2003 30 June 2017
Get Nice Securities Limited 結好證券有限公司 RE 4 01 April 2003 30 June 2017
Get Nice Securities Limited 結好證券有限公司 RE 1 01 April 2003 30 June 2017
Get Nice Securities Limited 結好證券有限公司 RE 9 01 April 2003 30 March 2005
Get Nice Securities Limited 結好證券有限公司 RE 6 01 April 2003 30 March 2005
Get Nice Futures Company Limited 結好期貨有限公司 RE 9 01 April 2003 25 November 2004