SFC Licences of WONG Sui Lan 王瑞蘭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 15 August 2017 | 02 October 2017 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 15 August 2017 | 02 October 2017 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 5 | 15 August 2017 | |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 15 August 2017 | |
Get Nice Futures Company Limited 結好期貨有限公司 | RE | 2 | 01 April 2003 | 30 June 2017 |
Get Nice Futures Company Limited 結好期貨有限公司 | RE | 5 | 01 April 2003 | 30 June 2017 |
Get Nice Securities Limited 結好證券有限公司 | RE | 4 | 01 April 2003 | 30 June 2017 |
Get Nice Securities Limited 結好證券有限公司 | RE | 1 | 01 April 2003 | 30 June 2017 |
Get Nice Securities Limited 結好證券有限公司 | RE | 9 | 01 April 2003 | 30 March 2005 |
Get Nice Securities Limited 結好證券有限公司 | RE | 6 | 01 April 2003 | 30 March 2005 |
Get Nice Futures Company Limited 結好期貨有限公司 | RE | 9 | 01 April 2003 | 25 November 2004 |