SFC Licences of CHAN Ka Lok, Cuthbert 陳家洛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 02 March 2006 | 04 June 2008 |
| Funderstone Securities Limited | RE | 1 | 01 April 2003 | 31 December 2005 |
| Funderstone Securities Limited | RE | 6 | 01 April 2003 | 16 September 2004 |
| Funderstone Securities Limited | RE | 9 | 01 April 2003 | 16 September 2004 |
| Funderstone Securities Limited | RE | 4 | 01 April 2003 | 16 September 2004 |