SFC Licences of CHOY Ho Yin 蔡浩然

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 03 January 2012
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 24 October 2011
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 01 April 2010 19 October 2011
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 01 April 2010 19 October 2011
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 RE 1 30 May 2007 31 March 2010
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 05 May 2005 22 May 2007
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 05 May 2005 22 May 2007
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 03 October 2003 05 May 2005
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 15 July 2003 05 May 2005
Greater China Securities Limited 大中華證券有限公司 RE 9 16 June 2003 11 July 2003
Greater China Securities Limited 大中華證券有限公司 RE 6 16 June 2003 11 July 2003
Greater China Securities Limited 大中華證券有限公司 RE 4 16 June 2003 11 July 2003
Greater China Securities Limited 大中華證券有限公司 RE 1 16 June 2003 11 July 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE 6 01 April 2003 07 May 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE 4 01 April 2003 07 May 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE 1 01 April 2003 07 May 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE 9 01 April 2003 07 May 2003