SFC Licences of CHU Kwok Yee 朱國儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sanfull Securities Limited 新富證券有限公司 RE 1 06 November 2009
Oriental Patron Securities Limited 東英亞洲證券有限公司 RE 1 01 April 2003 05 November 2009
Oriental Patron Securities Limited 東英亞洲證券有限公司 RE 6 01 April 2003 28 May 2004
Oriental Patron Securities Limited 東英亞洲證券有限公司 RE 4 01 April 2003 28 May 2004
Oriental Patron Securities Limited 東英亞洲證券有限公司 RE 9 01 April 2003 28 May 2004