SFC Licences of LAW Alison Chui Yin 羅翠妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 18 November 2013 | 13 September 2014 |
| Pyramis Global Advisors (Hong Kong) Limited | RE | 5 | 03 October 2011 | 30 September 2013 |
| Pyramis Global Advisors (Hong Kong) Limited | RE | 9 | 13 October 2008 | 30 September 2013 |
| Pyramis Global Advisors (Hong Kong) Limited | RE | 4 | 13 October 2008 | 30 September 2013 |
| RCM Asia Pacific Limited | RE | 9 | 07 February 2007 | 06 September 2008 |
| RCM Asia Pacific Limited | RE | 4 | 07 February 2007 | 06 September 2008 |
| Allianz Global Investors Hong Kong Limited | RE | 9 | 21 October 2004 | 06 September 2008 |
| Allianz Global Investors Hong Kong Limited | RE | 4 | 21 October 2004 | 06 September 2008 |