SFC Licences of WONG Yuk Kan, Tammy 黃玉勤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 02 December 2011 | 09 November 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 May 2004 | 09 November 2013 |
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 9 | 01 April 2003 | 30 April 2004 |
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 1 | 01 April 2003 | 30 April 2004 |
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 6 | 01 April 2003 | 30 April 2004 |
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 4 | 01 April 2003 | 30 April 2004 |