SFC Licences of YIP Siu Ling 葉少鈴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ABCI Securities Company Limited 農銀國際證券有限公司 RO 1 25 September 2013
ABCI Securities Company Limited 農銀國際證券有限公司 RE 4 19 February 2013
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 20 May 2011 25 September 2013
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 07 May 2009 03 May 2011
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 07 May 2009 03 May 2011
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 20 June 2006 29 April 2009
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 20 June 2006 29 April 2009
CCB International Securities Limited 建銀國際證券有限公司 RE 1 19 August 2005 05 June 2006
Kingston Securities Limited 金利豐證券有限公司 RE 1 01 April 2003 24 May 2005
Kingston Futures Limited 金利豐期貨有限公司 RE 2 01 April 2003 24 May 2005
Kingston Futures Limited 金利豐期貨有限公司 RE 9 01 April 2003 24 August 2004
Kingston Futures Limited 金利豐期貨有限公司 RE 5 01 April 2003 24 August 2004
Kingston Securities Limited 金利豐證券有限公司 RE 9 01 April 2003 24 August 2004
Kingston Securities Limited 金利豐證券有限公司 RE 6 01 April 2003 24 August 2004
Kingston Securities Limited 金利豐證券有限公司 RE 4 01 April 2003 24 August 2004
Kingston Securities Limited 金利豐證券有限公司 RE 7 01 April 2003 04 July 2003