SFC Licences of LI Kwai 李季
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 05 July 2019 | 30 September 2019 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 20 May 2019 | 30 September 2019 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 20 May 2019 | 30 September 2019 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 20 May 2019 | 30 September 2019 |
| Nerico Brothers Limited | RE | 3 | 11 July 2018 | 02 January 2019 |
| Nerico Brothers Limited | RE | 2 | 11 July 2018 | 02 January 2019 |
| Nerico Brothers Limited | RE | 1 | 11 July 2018 | 02 January 2019 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 3 | 03 November 2010 | 07 June 2018 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 2 | 03 November 2010 | 07 June 2018 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 1 | 19 March 2004 | 07 June 2018 |
| Peace Town Futures Limited 平和期貨有限公司 | RE | 2 | 19 March 2004 | 28 August 2010 |
| Peace Town Forex Limited 平和外匯有限公司 | RE | 3 | 01 April 2003 | 21 August 2010 |