SFC Licences of ORGILL Bradley Wayne
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 24 March 2005 | 31 October 2008 |
UBS Securities Asia Limited | RO | 4 | 01 April 2003 | 24 March 2005 |
UBS Securities Asia Limited | RO | 1 | 01 April 2003 | 24 March 2005 |
UBS Securities Asia Limited | RO | 6 | 01 April 2003 | 04 February 2005 |
UBS Securities Asia Limited | RO | 9 | 01 April 2003 | 04 February 2005 |