SFC Licences of NG Siu Mui 吳少梅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Chief Great China Assets Management Limited 致富大中華資產管理有限公司 | RO | 9 | 19 June 2023 | |
| Chief Securities Limited 致富證券有限公司 | RO | 4 | 18 December 2007 | |
| Chief Commodities Limited 致富期貨商品有限公司 | RO | 5 | 18 December 2007 | |
| Chief Securities Limited 致富證券有限公司 | RO | 9 | 16 February 2005 | |
| Chief Securities Limited 致富證券有限公司 | RO | 1 | 02 August 2004 | |
| Chief Commodities Limited 致富期貨商品有限公司 | RO | 2 | 02 August 2004 | |
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 01 April 2003 | 02 August 2004 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 01 April 2003 | 02 August 2004 |
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 5 | 01 April 2003 | 07 July 2004 |
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 9 | 01 April 2003 | 07 July 2004 |
| Chief Securities Limited 致富證券有限公司 | RE | 4 | 01 April 2003 | 07 July 2004 |
| Chief Securities Limited 致富證券有限公司 | RE | 6 | 01 April 2003 | 07 July 2004 |
| Chief Securities Limited 致富證券有限公司 | RE | 9 | 01 April 2003 | 07 July 2004 |
| Chief Securities Limited 致富證券有限公司 | RE | 7 | 01 April 2003 | 21 July 2003 |