SFC Licences of LI Man Yin, Eddie 李文賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BTIG Hong Kong Limited RE 1 06 January 2011
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 11 July 2005 25 November 2010
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 11 July 2005 25 November 2010
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 11 July 2005 25 November 2010
SG Asset Finance (Hong Kong) Limited RE 1 01 April 2003 08 July 2005
Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司 RE 1 01 April 2003 30 September 2003
SG Asset Finance (Hong Kong) Limited RE 9 01 April 2003 09 July 2003
SG Asset Finance (Hong Kong) Limited RE 7 01 April 2003 09 July 2003
SG Asset Finance (Hong Kong) Limited RE 6 01 April 2003 09 July 2003
SG Asset Finance (Hong Kong) Limited RE 4 01 April 2003 09 July 2003
Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司 RE 9 01 April 2003 09 July 2003
Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司 RE 6 01 April 2003 09 July 2003
Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司 RE 4 01 April 2003 09 July 2003