SFC Licences of SOUTAR James Alexander 蘇德城
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| PACAT Capital Management Limited | RO | 9 | 12 July 2010 | |
| OP Investment Management Limited 東英投資管理有限公司 | RE | 9 | 20 November 2009 | 09 July 2010 |
| FrontPoint Management (Hong Kong), Ltd. | RO | 9 | 12 November 2004 | 10 November 2009 |
| Sofaer Global Research (HK) Limited | RO | 9 | 01 April 2003 | 01 July 2004 |