SFC Licences of WU Howard Li Chien 吳理存

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Futures Limited 招銀國際期貨有限公司 RO 2 28 April 2006 11 January 2010
CMB International Global Markets Limited 招銀國際環球市場有限公司 RO 1 28 April 2006 11 January 2010
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 26 January 2005 28 April 2006
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 26 January 2005 28 April 2006
CMB International Futures Limited 招銀國際期貨有限公司 RO 2 01 April 2003 26 January 2005
CMB International Futures Limited 招銀國際期貨有限公司 RO 5 01 April 2003 26 January 2005
CMB International Global Markets Limited 招銀國際環球市場有限公司 RO 7 01 April 2003 26 January 2005
CMB International Global Markets Limited 招銀國際環球市場有限公司 RO 9 01 April 2003 26 January 2005
CMB International Global Markets Limited 招銀國際環球市場有限公司 RO 1 01 April 2003 26 January 2005
CMB International Global Markets Limited 招銀國際環球市場有限公司 RO 4 01 April 2003 26 January 2005
CMB International Global Markets Limited 招銀國際環球市場有限公司 RO 6 01 April 2003 26 January 2005
CMB International Futures Limited 招銀國際期貨有限公司 RO 9 01 April 2003 26 January 2005